SEC Filing Summary: Carlyle Group Inc. (Form 13F)
Business Context and Reporting Period
This filing is a Form 13F Information Table submitted by Carlyle Group Inc. for the reporting period ending June 30, 2013. The document discloses the investment manager's holdings in equity securities and certain debt instruments as of the quarter-end date. It does not contain financial performance data for Carlyle Group Inc. itself, but rather a list of external assets under management or direct ownership.
Key Financial Metrics and Holdings
The filing details a portfolio of 28 distinct positions. The total value of reported holdings is not explicitly summed in the text, but individual position values range from approximately $5,000 to over $196 million. Key metrics include:
- Largest Position by Value: Freescale Semiconductor Hldg (Old) with a reported value of $196,136,895 (2,657,655 shares).
- Significant Equity Holdings: Booz Allen Hamilton Hldg Cor ($91.8M), Allison Transmission Hldgs I ($75.3M), and Cobalt Intl Energy Inc ($34.8M).
- Debt Instrument: YRC Worldwide Inc Note 10.000% with a principal amount of $12,478,948.
- Voting Authority: The manager reported "Sole" voting authority for all listed positions.
Material Changes and Portfolio Composition
As a quarterly snapshot, this filing does not provide comparative data against the prior period (March 31, 2013) within the text provided. Therefore, material changes in position size or new entries cannot be quantified from this document alone. The portfolio composition is diversified across sectors including technology, energy, financial services, and industrials.
Guidance, Risks, and Unusual Items
The filing contains no management commentary, forward-looking guidance, or risk factors specific to Carlyle Group Inc.'s operations. Standard SEC disclaimers note that the Commission has not reviewed the information for accuracy. One unusual item noted is the classification of the Freescale Semiconductor holding as "OTR" (Other) rather than "DFND" (Defined), alongside a specific voting authority cap of 99,999,999 shares despite a larger total share count.
Investor Verification Checklist
- Verify the total aggregate value of the portfolio by summing the "Value" column, as the total is not explicitly stated.
- Compare these holdings against the previous quarter's Form 13F to identify new entries or exits.
- Confirm the nature of the "OTR" classification for the Freescale Semiconductor position to understand any restrictions on voting or disposal.
- Check the current market price of the YRC Worldwide Note to assess the difference between principal amount and fair market value.