SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: FIRST BUSINESS FINANCIAL SERVICES, INC.
Reporting Period: Quarter ended December 31, 2016.
Filing Date: February 10, 2017.
Report Type: 13F Holdings Report (Full disclosure of holdings).
Key Financial Metrics
This filing is a regulatory disclosure of equity holdings and does not contain the reporting manager's internal financial statements (revenue, profit, cash flow, or debt).
| Metric | Value |
|---|---|
| Total Number of Holdings Reported | 70 |
| Total Value of Reported Holdings | $431,486,000 |
| Number of Other Included Managers | 0 |
Material Changes
The filing text provided contains only the cover page and summary totals. It does not include the detailed schedule of holdings required to analyze specific additions, deletions, or changes in position sizes compared to the prior period.
Guidance, Outlook, and Risks
Form 13F filings are historical reports of holdings and do not contain management guidance, future outlook, risk factors, or commentary on contingencies. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the detailed Schedule 13F holdings (not included in this text) to identify specific securities and position sizes.
- Compare the total value of $431.5 million against the prior quarter's filing to assess portfolio growth or contraction.
- Confirm if the 70 reported entries represent the entire portfolio or if other managers report additional holdings for this entity.
- Review the specific transaction codes (Buy/Sell) in the full filing to understand trading activity during Q4 2016.