SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: FIRST BUSINESS FINANCIAL SERVICES, INC.
Address: 401 Charmany Drive, PO Box 44961, Madison, WI 53744
Reporting Period: Quarter ended December 31, 2015
Filing Date: February 4, 2016
Signatory: Joan A. Burke, President, First Business Trust & Investments
This filing is a Form 13F Holdings Report, disclosing the equity securities held by the institutional investment manager. It does not contain the company's own financial performance data (e.g., revenue, profit) but rather its investment portfolio.
Key Financial Metrics
The filing provides aggregate portfolio data rather than operational financial metrics. Specific revenue, profit, cash flow, margins, debt, or liquidity figures for the manager are not disclosed in this form.
| Metric | Value |
|---|---|
| Total Number of Holdings Reported | 70 |
| Total Value of Reported Holdings | $334,352,000 (334,352 thousands) |
| Number of Other Included Managers | 0 |
Material Changes
The filing text does not provide comparative data for the prior period (e.g., Q3 2015) to calculate material changes in holdings count or total value. The report lists current holdings as of the period end.
Guidance, Outlook, and Risks
Guidance and Outlook: Not applicable. Form 13F filings are historical disclosures of holdings and do not contain forward-looking guidance or management commentary on future performance.
Risks and Contingencies: The filing includes a standard disclaimer stating that the SEC has not reviewed the information for accuracy or completeness and that readers should not assume the information is accurate or complete.
Key Facts for Investor Verification
- Portfolio Size: Verify the total reported value of $334.35 million against the manager's total assets under management (AUM) to determine if this represents the full portfolio or a subset.
- Holdings Count: Confirm the 70 reported entries align with the manager's stated investment strategy and diversification requirements.
- Reporting Scope: Note that this report covers only the holdings of FIRST BUSINESS FINANCIAL SERVICES, INC., with no other managers included.
- Timeliness: The report was filed on February 4, 2016, which is within the standard 45-day window following the quarter-end of December 31, 2015.