SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: FIRST BUSINESS FINANCIAL SERVICES, INC.
Reporting Period: Quarter ended September 30, 2014.
Filing Date: November 4, 2014.
Report Type: 13F Holdings Report (Full holdings reported).
Location: Madison, WI.
Key Financial Metrics
Note: Form 13F filings disclose equity holdings and do not report the manager's internal financial performance (revenue, profit, cash flow, or debt).
- Total Value of Reported Holdings: $276,080,000 (276,080 thousands).
- Total Number of Holdings: 83 entries.
- Other Included Managers: 0.
Material Changes
The filing text does not provide a clear value for material changes versus the prior comparable period. This form lists current holdings but does not explicitly detail period-over-period changes in the summary section provided.
Guidance, Outlook, and Risks
The filing text does not provide guidance, outlook, management commentary, risks, contingencies, or unusual items. Form 13F is a regulatory disclosure of securities holdings and does not contain forward-looking statements or operational commentary.
Investor Verification Checklist
- Verify the total portfolio value of $276.08 million against the manager's total assets under management (AUM) to determine if this represents the full portfolio.
- Review the detailed Schedule 13F (not included in this summary) to identify specific equity positions and concentration risks.
- Confirm the identity of the signatory, Joan A. Burke (President, First Business Trust & Investments), and her authorization.
- Note that this filing covers only equity securities; it excludes debt, derivatives, or cash positions.