Business Context and Reporting Period
This Form 8-K was filed by Great Elm Capital Corp. on February 10, 2022. The report discloses information regarding the parent company, Great Elm Group, Inc., which serves as the investment manager and holds approximately 21.5% of the Company's outstanding common stock.
Key Financial Metrics
The filing provides specific fee data related to the three months ended December 31, 2021, as reported by the investment manager:
- Management Fees: $0.9 million due from the Company.
- Administration Fees: $0.1 million due from the Company.
The filing text does not provide clear values for total revenue, net profit, cash flow, operating margins, total debt, or liquidity metrics for Great Elm Capital Corp. itself.
Material Changes
The document does not contain comparative data against prior periods to identify material changes in financial performance or position.
Guidance, Outlook, and Risks
The filing references an earnings press release and investor presentation issued by Great Elm Group, Inc. However, the text of this 8-K does not include specific guidance, outlook, management commentary, risks, contingencies, or unusual items beyond the fee disclosures. The information furnished is explicitly stated not to be deemed "filed" for purposes of Section 18 of the Exchange Act.
Investor Verification Checklist
- Verify the full text of the Great Elm Group, Inc. earnings press release referenced in Item 2.02 for broader financial context.
- Confirm the total outstanding common stock to validate the 21.5% ownership stake held by the parent company.
- Review the Company's most recent 10-Q or 10-K for comprehensive revenue, profit, and liquidity data not included in this current report.