Business Context and Reporting Period
This Form 8-K filing by Great Elm Capital Corp. (GECC) reports on the results of the 2021 Annual Meeting of Stockholders held on June 4, 2021. The company is incorporated in Maryland and its securities trade on the Nasdaq Global Market.
Key Financial Metrics
This filing does not contain financial performance data such as revenue, profit, cash flow, margins, debt, or liquidity metrics. The document is limited to reporting corporate governance voting results.
Material Changes
No material financial changes or operational updates are disclosed in this filing. The primary event reported is the completion of the annual shareholder vote.
Guidance, Outlook, and Management Commentary
The filing contains no management commentary, forward-looking guidance, risk factors, or discussion of contingencies. It strictly details the voting outcomes for director elections and auditor ratification.
Important Facts for Investors
- Director Election Results: Erik A. Falk received 12,071,715 votes for and 265,873 withheld. Randall Revell Horsey received 11,453,618 votes for and 883,970 withheld. Both directors were elected.
- Auditor Ratification: The appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2021, was ratified with 18,212,627 votes for, 169,333 against, and 40,354 abstentions.
- Broker Non-Votes: There were 6,084,726 broker non-votes recorded for the election of directors.
- Financial Data Absence: Investors should note that this specific 8-K filing does not provide any financial statements or operational metrics; refer to the most recent 10-Q or 10-K for financial data.