Great Elm Capital Corp. 8-K Summary
Business Context and Reporting Period
This Form 8-K was filed by Great Elm Capital Corp. on November 9, 2020. The filing serves to announce the release of the company's earnings results and a distribution announcement for the period ending on or before this date. The company is incorporated in Maryland and trades on the Nasdaq Global Market under the symbols GECC, GECCL, GECCM, and GECCN.
Key Financial Metrics
The filing text does not provide specific numerical values for revenue, profit, cash flow, margins, debt, or liquidity. These metrics are contained within the press release and presentation furnished as Exhibits 99.1 and 99.2, which are referenced but not included in the body of this report.
Material Changes
No specific material changes versus prior periods are detailed in the text of this filing. The document indicates that the company has issued a press release regarding its results of operations and financial condition, but the specific comparative data is not present in the filing text.
Guidance, Outlook, and Other Events
- Results of Operations: The company issued an earnings press release (Exhibit 99.1) and a presentation (Exhibit 99.2) on November 9, 2020.
- Distribution: A separate press release regarding a distribution was issued on November 9, 2020 (Exhibit 99.3).
- Legal Status: The information furnished in the exhibits is not deemed "filed" for purposes of Section 18 of the Exchange Act and is not incorporated by reference unless expressly stated.
Investor Verification Checklist
- Review Exhibit 99.1 (Earnings Press Release) for specific revenue, net income, and NAV figures.
- Review Exhibit 99.2 (Presentation) for management commentary, portfolio updates, and forward-looking guidance.
- Review Exhibit 99.3 (Distribution Press Release) for details on the declared distribution amount and payment date.
- Verify the status of the company's senior notes (6.50% due 2022, 6.75% due 2025, 6.50% due 2024) in the full earnings release.