Business Context and Reporting Period
Company: Great Elm Capital Corp.
Filing Type: Form 8-K (Current Report)
Date of Report: November 14, 2019
Event: Issuance of a press release and presentation regarding Results of Operations and Financial Condition (Item 2.02).
Key Financial Metrics
The filing text does not provide specific numerical values for revenue, profit, cash flow, margins, debt, or liquidity. This report serves as a notification that such information is contained in the attached exhibits (Press Release and Presentation) rather than within the body of the 8-K itself.
Material Changes
No specific material changes or comparative financial data are detailed in the text of this filing. The registrant refers investors to the furnished exhibits for operational and financial details.
Guidance, Outlook, and Risks
Management Commentary: The filing references a press release and presentation dated November 14, 2019, which contain the company's commentary on results and outlook.
Legal Status of Information: The information in the exhibits is furnished and not deemed "filed" under Section 18 of the Exchange Act, nor is it incorporated by reference into other filings unless expressly stated.
Investor Verification Checklist
- Review Exhibit 99.1 (Press Release) for specific financial results and management commentary.
- Review Exhibit 99.2 (Presentation) for detailed operational metrics and outlook.
- Verify the status of the company's registered securities: Common Stock (GECC), 6.50% Notes due 2022 (GECCL), 6.75% Notes due 2025 (GECCM), and 6.50% Notes due 2024 (GECCN).
- Note that the financial data in the exhibits is not legally "filed" for liability purposes under Section 18 of the Exchange Act.