SEC Filing Summary: Alphabet Inc. Form 13F
Business Context and Reporting Period
This filing is a Form 13F Information Table submitted by Alphabet Inc. for the reporting period ending September 30, 2015. The document discloses equity securities held by the company at the end of the quarter. It does not contain Alphabet's own financial performance data (revenue, profit, cash flow) but rather details its investment portfolio.
Key Financial Metrics and Portfolio Holdings
The filing lists specific equity positions held by Alphabet Inc. as of the reporting date. The total value of the disclosed positions in this excerpt is approximately $23,176,784. The holdings are categorized by voting authority (Sole, Shared, or None).
| Issuer | Class | Shares Held | Value ($) | Voting Authority |
|---|---|---|---|---|
| Arris Group Inc | New COM | 252,000 | 9,703,500 | Shared |
| Fitbit Inc. | CL A | 1,956 | 51,886 | Shared |
| LendingClub Corp | COM | 620 | 46,832 | Shared |
| LendingClub Corp | COM | 123,440 | 9,330,348 | Sole |
| On Deck Cap Inc | COM | 35,016 | 3,536,952 | Shared |
| Twitter Inc | COM | 546 | 20,274 | Shared |
| Twitter Inc | COM | 2,478 | 91,991 | Sole |
Material Changes and Comparisons
The filing text provided does not include data for the prior comparable period (June 30, 2015). Consequently, material changes in share counts or valuation versus the previous quarter cannot be determined from this document alone.
Guidance, Outlook, and Risks
Form 13F filings are statutory disclosures of holdings and do not contain management commentary, forward-looking guidance, risk factors, or contingency plans regarding the reporting company's operations. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Portfolio Composition: Alphabet held significant positions in LendingClub Corp (approx. $9.3M sole authority) and Arris Group Inc (approx. $9.7M shared authority) as of Q3 2015.
- Voting Rights: The company exercises "Sole" voting authority over its LendingClub and Twitter holdings, while "Shared" authority applies to Arris, Fitbit, and On Deck Capital.
- Data Limitations: This document reflects only a subset of Alphabet's total equity portfolio; it does not represent the company's total assets or liabilities.
- Verification Need: Investors should cross-reference this data with Alphabet's 10-Q for the same period to understand the context of these investments relative to the company's overall cash position and strategic goals.