SEC Filing Summary: Horizon Bancorp Inc (Form 13F)
Business Context and Reporting Period
This filing is a Form 13F Information Table submitted by Horizon Bancorp Inc to the U.S. Securities and Exchange Commission. The reporting period covers holdings as of March 31, 2026. The document details the equity securities held by the company, including shares, value, and voting authority.
Key Financial Metrics and Portfolio Composition
The filing provides a snapshot of the company's investment portfolio rather than its operational financial statements (revenue, profit, cash flow). Key portfolio metrics include:
- Significant Self-Holding: Horizon Bancorp Inc holds 560,415 shares of its own common stock, valued at approximately $9,286,000 (Column 4).
- Largest Equity Positions by Value:
- Nvidia Corp: 12,089 shares (~$2,108,000)
- Amazon.com Inc: 5,500 shares (~$1,145,000)
- Apple Inc: 5,830 shares (~$1,480,000)
- Microsoft Corp: 3,843 shares (~$1,423,000)
- Alphabet Inc (Class C): 2,745 shares (~$787,000)
- Significant ETF Holdings: The portfolio includes substantial positions in exchange-traded funds, notably:
- Flexshares IBOXX 3 Year Target Date: 366,585 shares (~$8,886,000)
- Flexshares Morningstar Global Ups: 74,070 shares (~$4,086,000)
- Vanguard Bd Index Fds: 624,975 shares (~$46,023,000)
- Voting Authority: The company reports "Other" (OTR) voting authority for most positions, with specific "Sole" authority noted for Verizon Communications Inc (103 shares).
Material Changes and Comparisons
The filing text does not provide a clear value for material changes versus the prior comparable period. Form 13F filings are point-in-time snapshots and do not inherently contain comparative data or year-over-year variance analysis within the text provided.
Guidance, Outlook, and Risks
The filing text does not provide a clear value for management guidance, future outlook, specific risk factors, or contingencies. This document is a regulatory disclosure of holdings and does not contain narrative commentary from management regarding strategy or future performance.
Investor Verification Checklist
- Verify the total aggregate value of the portfolio by summing Column 4 (Value) to assess total asset exposure.
- Confirm the nature of the "Other" (OTR) voting authority designation for the majority of holdings to understand control limitations.
- Review the concentration of holdings in specific sectors (e.g., Technology, Financials, ETFs) to assess diversification risk.
- Check the specific CUSIP numbers for the Horizon Bancorp Inc self-holding to ensure accurate identification of the position.
- Compare these holdings against the company's most recent 10-Q or 10-K to reconcile investment assets reported in financial statements.