SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: HENNESSY ADVISORS INC
Address: 7250 Redwood Blvd. Suite 200, Novato, CA 94945
Reporting Period: Quarter ended September 30, 2023
Filing Date: October 17, 2023
Report Type: 13F Holdings Report (Full disclosure of holdings)
Key Financial Metrics
Note: Form 13F filings disclose portfolio holdings and do not report the manager's internal financial performance (revenue, profit, cash flow, or debt).
- Total Value of Reported Holdings: $1,426,965,675
- Total Number of Holdings (Entries): 225
- Other Included Managers: 0
Material Changes
The filing text provided is a summary cover page and does not contain the detailed schedule of holdings required to analyze specific buy/sell activity or material changes in individual positions compared to the prior period.
Guidance, Outlook, and Risks
Form 13F filings are regulatory disclosures of equity holdings and do not contain management commentary, forward-looking guidance, risk factors, or contingency disclosures regarding the manager's business operations.
Investor Verification Checklist
- Verify the total portfolio value of approximately $1.43 billion against the manager's latest 13F-HR detailed schedules.
- Confirm the count of 225 distinct holdings to assess portfolio concentration.
- Review the full Schedule 13F (not included in this summary text) to identify top 10 holdings and sector allocation.
- Check for any subsequent amendments filed after October 17, 2023.