SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: HENNESSY ADVISORS INC
Address: 7250 Redwood Blvd. Suite 200, Novato, CA 94945
Reporting Period: Quarter ended June 30, 2023
Filing Date: July 17, 2023
Signatory: Teresa M. Nilsen, President and Chief Operating Officer
This filing is a Form 13F Holdings Report, disclosing the equity securities held by the institutional investment manager. It does not contain financial statements regarding the manager's own profitability or cash flow.
Key Financial Metrics
As a Form 13F filing, this document reports portfolio holdings rather than the operating financials of the management firm. The filing text does not provide values for revenue, profit, cash flow, margins, debt, or liquidity of Hennessy Advisors Inc.
| Metric | Value |
|---|---|
| Total Number of Holdings Reported | 225 |
| Total Value of Reported Holdings | $1,387,349,332 |
| Number of Other Included Managers | 0 |
Material Changes
The provided text contains only the cover page and summary totals. It does not include the detailed schedule of holdings or comparative data from the prior quarter. Therefore, specific material changes in individual positions or total portfolio value versus the prior period cannot be determined from this input.
Guidance, Outlook, and Risks
Form 13F filings are historical disclosures of holdings and do not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the manager's future performance. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total portfolio value of $1,387,349,332 against the detailed holdings schedule (not included in this text) to confirm asset allocation.
- Confirm the 225 reported entries represent the complete portfolio, as the filing indicates no other included managers.
- Review the detailed Schedule 13F (not provided here) to identify specific top holdings and any significant buy/sell activity compared to the March 31, 2023 filing.
- Note that this filing reflects holdings as of June 30, 2023, and does not reflect current market values or subsequent trading activity.