Business Context and Reporting Period
Company: Hennessy Advisors, Inc.
Filing Type: Form 8-K (Current Report)
Date of Report: August 29, 2022
Reporting Period: Event date of August 29, 2022
This filing reports a specific corporate event rather than a standard financial reporting period. The company is incorporated in California and trades on the NASDAQ Stock Market LLC under the symbols HNNA (Common Stock) and HNNAZ (4.875% Notes due 2026).
Key Financial Metrics
The filing text does not provide a clear value for revenue, profit, cash flow, margins, debt, or liquidity. This document is a current report regarding a specific event and does not contain financial statements or performance metrics.
Material Changes
Item 8.01 - Other Events: On August 29, 2022, Hennessy Advisors, Inc. announced the entry into an agreement related to the management of the Stance Equity ESG Large Cap Core ETF. A press release detailing this agreement is filed as Exhibit 99.1.
Guidance, Outlook, and Risks
The filing text does not provide a clear value for future guidance, management outlook, specific risks, contingencies, or unusual items beyond the announcement of the new ETF management agreement.
Investor Verification Checklist
- Review Exhibit 99.1 (Press Release) for specific terms of the Stance Equity ESG Large Cap Core ETF management agreement.
- Verify the impact of this new ETF on the company's total assets under management (AUM) in subsequent quarterly reports.
- Confirm the trading status of the company's Common Stock (HNNA) and 4.875% Notes due 2026 (HNNAZ) on the NASDAQ.