SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Company: HENNESSY ADVISORS INC
Filing Type: Form 13F-HR (Holdings Report)
Reporting Period: Quarter ended June 30, 2022
Filing Date: August 11, 2022
Location: Novato, CA
This filing discloses the equity holdings of an institutional investment manager. It does not represent the company's own financial performance but rather the assets under management (AUM) reported to the SEC.
Key Financial Metrics
Assets Reported: The filing reports a total value of holdings of $1,670,791,000 (1,670,791 thousands).
Number of Holdings: 283 individual entries.
Other Metrics: Revenue, profit, cash flow, margins, debt, and liquidity metrics are not applicable to this filing type as it is a disclosure of investment positions, not an operational financial statement.
Material Changes
The filing text provided does not contain comparative data for the prior period (March 31, 2022) or year-over-year figures. Therefore, material changes in portfolio value or composition cannot be determined from this document alone.
Guidance, Outlook, and Risks
Management Commentary: None provided. Form 13F filings are statutory disclosures of holdings and do not include forward-looking guidance or management discussion.
Risks and Contingencies: The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness. No specific business risks or contingencies are detailed in this form.
Investor Verification Checklist
- Verify the total value of holdings ($1.67 billion) against the firm's latest public AUM announcements.
- Review the full Schedule 13F (not included in this summary) to analyze specific sector allocations and top 10 holdings.
- Compare the 283 reported entries with the prior quarter's filing to identify significant buy/sell activity.
- Confirm the filing date (August 11, 2022) aligns with the regulatory deadline for the June 30 quarter.