SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: HENNESSY ADVISORS INC
Address: 7250 Redwood Blvd. Suite 200, Novato, CA 94945
Reporting Period: Quarter ended December 31, 2019
Filing Date: January 13, 2020
Signatory: Teresa M. Nilsen, President, Chief Operating Officer and Secretary
This filing is a Form 13F Holdings Report, detailing the equity securities held by the institutional investment manager. It is not a financial statement of the firm's own operations.
Key Financial Metrics
As a Form 13F filing, this document reports portfolio holdings rather than the firm's internal financial performance (revenue, profit, cash flow, or debt). The following metrics relate to the managed portfolio:
- Total Portfolio Value: $1,964,581,000 (Reported as 1,964,581 in thousands)
- Total Number of Holdings: 281 entries
- Other Included Managers: 0
Note: The filing text does not provide values for the firm's revenue, profit, cash flow, margins, debt, or liquidity.
Material Changes
The filing text does not provide comparative data for the prior period (e.g., Q3 2019) to calculate material changes in portfolio value or composition. The report represents a snapshot of holdings as of December 31, 2019.
Guidance, Outlook, and Risks
Form 13F filings are statutory reports of holdings and do not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the firm's future performance or strategy.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $1.96 billion against the firm's total assets under management (AUM) to understand the scope of reported holdings.
- Confirm that the 281 reported entries represent the complete equity portfolio, as the filing indicates no other included managers.
- Note that this document does not disclose the firm's own financial health, leverage, or operational expenses.
- Review the specific Schedule 13F holdings (not included in this summary text) to analyze sector concentration and top positions.