Business Context and Reporting Period
Company: HENNESSY ADVISORS INC
Filing Type: Form 13F-HR (Holdings Report)
Reporting Period: Quarter ended March 31, 2019
Role: Institutional Investment Manager reporting equity holdings.
Key Financial Metrics
Note: Form 13F filings disclose portfolio holdings and do not report the manager's internal financial performance (revenue, profit, cash flow, or debt).
- Total Value of Reported Holdings: $2,151,948,000 (2,151,948 thousands)
- Total Number of Holdings: 266 entries
- Other Included Managers: 0
Material Changes
The filing text does not provide comparative data against the prior period (December 31, 2018) to determine material changes in holdings value or composition. This document serves as a snapshot of holdings as of the reporting date.
Guidance, Outlook, and Risks
Management Commentary: None provided in this filing type.
Guidance/Outlook: Not applicable.
Risks/Contingencies: The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness. No specific risk factors or contingencies regarding the manager's operations are disclosed in this form.
Key Facts for Investor Verification
- Verify the total assets under management (AUM) reported ($2.15 billion) against the firm's broader disclosures, as 13F only covers reportable equity securities.
- Confirm the filing date (April 8, 2019) aligns with the regulatory deadline for the quarter ended March 31, 2019.
- Note that this report excludes non-equity assets (e.g., bonds, cash, derivatives) and holdings below the $100,000 reporting threshold.
- Review the full schedule of holdings (not included in this summary text) to analyze specific sector concentrations and top positions.