SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Company: HENNESSY ADVISORS INC
Filing Type: Form 13F-HR (Holdings Report)
Reporting Period: Quarter ended September 30, 2018
Filing Date: October 10, 2018
Location: Novato, CA
This filing discloses the equity securities held by the institutional investment manager at the end of the reporting period. It does not contain financial performance data for Hennessy Advisors Inc. itself.
Key Financial Metrics
Total Portfolio Value: $2,709,047,000 (2,709,047 thousands)
Total Number of Holdings: 276 entries
Other Included Managers: 0
Note: As a Form 13F filing, this document reports investment holdings rather than the company's own revenue, profit, cash flow, margins, debt, or liquidity. Therefore, those specific financial metrics are not applicable to this filing.
Material Changes
The filing text provided does not contain comparative data for the prior period (June 30, 2018) or a breakdown of purchases and sales. Consequently, material changes in portfolio composition or value versus the prior comparable period cannot be determined from this summary text alone.
Guidance, Outlook, and Risks
Management Commentary: None provided in this filing type.
Guidance/Outlook: Not applicable.
Risks/Contingencies: The filing includes a standard disclaimer stating that the SEC has not reviewed the information and has not determined if it is accurate or complete. Readers should not assume the information is accurate or complete.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $2.71 billion against the firm's latest 10-Q or 10-K for context on asset growth.
- Confirm the specific list of 276 holdings, as the summary text only provides the aggregate count and value.
- Note that this report covers only equity securities; it does not disclose derivatives, fixed income, or cash positions.
- Check for any subsequent amendments filed after October 10, 2018, which may update these holdings.