SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: HENNESSY ADVISORS INC
Address: 7250 Redwood Blvd. Suite 200, Novato, CA 94945
Reporting Period: Quarter ended June 30, 2017
Filing Date: July 27, 2017
Signatory: Teresa M. Nilsen, Executive Vice President and Chief Financial Officer
This filing is a Form 13F Holdings Report, disclosing the equity securities held by the institutional investment manager. It is not a financial statement of the manager's own operations.
Key Financial Metrics
As this is a holdings report, the filing does not contain revenue, profit, cash flow, margins, debt, or liquidity metrics for Hennessy Advisors Inc. Instead, it reports the aggregate value of securities managed:
- Total Value of Reported Holdings: $3,252,665,000 (3,252,665 thousands)
- Total Number of Holdings Entries: 286
- Other Included Managers: 0
Material Changes
The filing text provided does not contain comparative data for the prior period (March 31, 2017) or a breakdown of purchases and sales. Therefore, material changes in holdings versus the prior comparable period cannot be determined from this summary.
Guidance, Outlook, and Risks
The filing contains no management commentary, forward-looking guidance, or specific risk factors regarding the portfolio's future performance. The document includes a standard SEC disclaimer stating that the Commission has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $3.25 billion against the manager's latest 10-Q or 10-K if available.
- Confirm the specific composition of the 286 reported holdings, as the detailed list is not included in this summary text.
- Note that this report covers only equity securities; it does not disclose derivatives, fixed income, or cash positions.
- Check for any subsequent amendments filed after July 27, 2017, which may alter the reported holdings.