SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: HENNESSY ADVISORS INC
Address: 7250 Redwood Blvd. Suite 200, Novato, CA 94945
Reporting Period: Quarter ended June 30, 2015
Filing Date: August 4, 2015
Signatory: Teresa M. Nilsen, Executive Vice President and Chief Financial Officer
This filing is a Form 13F Holdings Report, disclosing the equity securities held by the institutional investment manager. It does not contain financial statements regarding the manager's own profitability or cash flow.
Key Financial Metrics
As a Form 13F filing, this document reports portfolio holdings rather than the operating financials of the investment manager. The filing text does not provide values for revenue, profit, cash flow, margins, debt, or liquidity of Hennessy Advisors Inc.
| Metric | Value |
|---|---|
| Total Number of Holdings Reported | 288 |
| Total Value of Reported Holdings | $3,338,631,000 (3,338,631 thousands) |
| Number of Other Included Managers | 0 |
Material Changes
The filing text provided is a summary cover page and does not contain a comparative table of holdings versus the prior period. Therefore, specific material changes in individual positions or total portfolio value compared to the previous quarter cannot be determined from this text.
Guidance, Outlook, and Risks
Form 13F filings are historical disclosures of holdings and do not contain management commentary, forward-looking guidance, or risk factors regarding the manager's future performance. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Portfolio Size: Verify the total reported value of approximately $3.34 billion against the manager's total assets under management (AUM) to determine if this report covers all accounts or only a subset.
- Holdings Count: Confirm the diversification level based on the 288 reported entries.
- Scope of Report: Note that this report covers only the holdings of Hennessy Advisors Inc. with no other included managers.
- Timeliness: The report was filed on August 4, 2015, within the standard 45-day window following the June 30 quarter-end.