Business Context and Reporting Period
This Form 8-K filing by MidCap Financial Investment Corporation (formerly Apollo Investment Corporation) covers events occurring on August 9, 2022, and August 12, 2022. The filing primarily addresses a corporate name change and the results of the Annual Meeting of Stockholders held on August 9, 2022.
Key Financial Metrics
The filing text does not provide specific financial metrics such as revenue, profit, cash flow, margins, debt, or liquidity. This report focuses on corporate governance and structural changes rather than financial performance data.
Material Changes
- Corporate Name Change: Effective August 12, 2022, the Company changed its name from "Apollo Investment Corporation" to "MidCap Financial Investment Corporation" via Articles of Amendment and Restatement filed with the State of Maryland.
- Bylaws Update: The Company adopted its Sixth Amended and Restated Bylaws effective August 12, 2022, solely to reflect the new corporate name.
- Stockholder Voting Results: At the Annual Meeting, 63,518,718 shares were eligible to vote. Stockholders approved the election of two Class III Directors and the ratification of the independent auditor.
Guidance, Outlook, and Risks
The filing does not contain management guidance, future outlook, risk factors, or contingencies. It is a procedural report detailing the completion of the name change and the ratification of corporate actions by stockholders.
Important Facts for Investors to Verify
- Confirm the effective date of the name change (August 12, 2022) and the updated trading symbol status on the NASDAQ Global Select Market.
- Review the voting results for the election of Class III Directors Carmencita Whonder and Elliot Stein, Jr., noting the significant number of broker non-votes.
- Verify the ratification of Deloitte & Touche LLP as the independent registered public accounting firm for the fiscal year ending March 31, 2023.
- Examine the full text of the Articles of Amendment, Articles of Restatement, and Sixth Amended and Restated Bylaws filed as Exhibits 3.1, 3.2, and 3.3.