Filing summary
Nuwellis, Inc. filed this Form 8-K on October 22, 2026, reporting a corporate action. The filing does not discuss operating results or provide financial statements.
Reverse stock split and security-holder effects
- The board approved a one-for-nine reverse stock split on October 13, 2026, under authority approved by stockholders at a July 24, 2026 special meeting.
- The company filed the certificate amendment with Delaware on October 22. The split is scheduled to take effect at 5:00 p.m. Eastern Time on October 26, 2026; split-adjusted trading is scheduled to begin at market open on October 27.
- Each nine shares of issued and outstanding common stock, including treasury shares, will convert into one share. Par value per share will not change.
- Conversion and exercise prices and share counts for preferred stock, options, restricted stock units, warrants, and equity-plan reserves will be adjusted proportionately.
- Fractional shares will be rounded down, with cash paid for the fractional interest based on Nasdaq’s closing price on the last trading day before the split takes effect.
- The stock will continue trading on the Nasdaq Capital Market as NUWE. The new CUSIP is 67113Y 884. Equiniti Trust Company, LLC is the exchange agent.
Financial metrics and comparison
The filing provides no revenue, profit, cash flow, margin, debt, liquidity, or other operating financial metrics, and no comparable-period results. It does not quantify the split’s effect on the company’s finances.
Outlook, risks, and unusual items
No financial guidance or operating outlook is provided. The principal disclosed event is the reverse stock split; the filing states its mechanics and timing but does not describe other contingencies or risks.
Key facts for investors to verify
- Confirm the October 26 effective time and October 27 start of split-adjusted trading.
- Check the final share conversion, any cash payment for fractional shares, and adjusted terms for securities and equity awards.
- Verify post-split trading and security identification under ticker NUWE and CUSIP 67113Y 884.