Oxford Square Capital Corp. 8-K Summary
Business Context and Reporting Period
This Form 8-K reports on the Annual Meeting of Stockholders held by Oxford Square Capital Corp. on September 2, 2021. The record date for the meeting was June 30, 2021, with 49,624,422 shares of common stock entitled to vote.
Key Financial Metrics
The filing text does not provide a clear value for revenue, profit, cash flow, margins, debt, or liquidity metrics. This report focuses exclusively on corporate governance voting results.
Material Changes and Voting Results
Stockholders voted on two primary proposals at the Annual Meeting:
- Proposal 1 (Election of Directors): Two nominees were elected to three-year terms expiring in 2024.
- Jonathan H. Cohen: 13,541,977 votes For; 1,108,943 votes Withheld; 18,474,994 Broker Non-Votes.
- George Stelljes III: 12,034,176 votes For; 2,616,744 votes Withheld; 18,474,994 Broker Non-Votes.
- Proposal 2 (Ratification of Auditors): Stockholders ratified the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2021.
- Votes: 32,404,816 For; 465,743 Against; 255,355 Abstain; 0 Broker Non-Votes.
Guidance, Outlook, and Risks
The filing text does not provide a clear value for guidance, outlook, management commentary, risks, contingencies, or unusual items.
Key Facts for Investor Verification
- Verify the total number of shares entitled to vote (49,624,422) against the sum of votes cast and broker non-votes to confirm quorum and participation rates.
- Note the significant number of Broker Non-Votes (18,474,994) on the director election proposals, indicating shares held in street name where brokers did not receive voting instructions.
- Confirm the re-election of Jonathan H. Cohen and George Stelljes III to the Board of Directors.
- Verify the ratification of PricewaterhouseCoopers LLP as the independent auditor for the 2021 fiscal year.