Business Context and Reporting Period
This Form 8-K is filed by TICC Capital Corp. (not Oxford Square Capital Corp. as indicated in metadata) on November 2, 2017. The filing serves to announce the Company's financial results for the quarter ended September 30, 2017.
Key Financial Metrics
The filing text does not provide specific numerical values for revenue, profit, cash flow, margins, debt, or liquidity. These metrics are contained within the press release attached as Exhibit 99.1 and the supplemental investor information available on the Company's website, which are referenced but not reproduced in this document.
Material Changes
The filing does not detail specific material changes versus the prior comparable period. It solely references the issuance of the quarterly results press release.
Guidance, Outlook, and Risks
The filing includes a standard disclaimer stating that the information furnished in this Current Report and its exhibits shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 and shall not be incorporated by reference into any registration statement unless specifically incorporated. No specific guidance, outlook, or risk factors are detailed in the body of this 8-K.
Investor Verification Checklist
- Verify the correct registrant name is TICC Capital Corp., not Oxford Square Capital Corp.
- Review Exhibit 99.1 (Press Release dated November 2, 2017) for actual financial figures.
- Access the Company's website (www.ticc.com) for supplemental investor information regarding the quarter ended September 30, 2017.
- Confirm that the financial data in the press release is not automatically incorporated by reference into other SEC filings.