OXSQ

Business Context and Reporting Period

This Form 8-K filing by TICC Capital Corp. (not Oxford Square Capital Corp.) reports on the reconvened Annual Meeting of Shareholders held on July 17, 2014. The meeting was previously postponed on June 11, 2014, and adjourned on June 26, 2014, to allow for additional voting time.

Key Financial Metrics

The filing text does not provide a clear value for revenue, profit, cash flow, margins, debt, or liquidity. This report focuses exclusively on corporate governance matters regarding shareholder votes.

Material Changes

The primary material event reported is the election of two new directors to serve three-year terms expiring at the 2017 Annual Meeting. No financial material changes are disclosed in this document.

Guidance, Outlook, and Risks

The filing contains no management commentary, financial guidance, outlook, risks, contingencies, or unusual items. It strictly details the results of the shareholder vote.

Investor Verification Checklist

• Verify the election results for directors Charles M. Royce and Steven P. Novak.
• Confirm the total votes cast versus votes withheld for each nominee.
• Note that the company name in the metadata (Oxford Square Capital Corp.) differs from the registrant in the filing (TICC Capital Corp.).
• Check subsequent filings for financial data, as this 8-K contains none.

Shareholder Vote Results