Business Context and Reporting Period
This Form 8-K was filed by TICC Capital Corp. on November 15, 2013. The filing serves as a Regulation FD disclosure to announce the posting of an earnings presentation on the company's website. This presentation supplements the previously issued Quarterly Report on Form 10-Q for the period ended September 30, 2013.
Key Financial Metrics
The filing text does not provide specific values for revenue, profit, cash flow, margins, debt, or liquidity. These metrics are contained within the referenced earnings presentation and the prior Form 10-Q, which are not included in this document.
Material Changes
No material changes to financial performance or operations are detailed in this filing. The document solely references the availability of supplemental information regarding the quarter ended September 30, 2013.
Guidance, Outlook, and Risks
The filing does not contain specific guidance, outlook, management commentary, or risk factors. It notes that the information disclosed under Item 7.01 is furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, nor incorporated by reference into other filings except as expressly set forth.
Investor Verification Checklist
- Verify the company name: The filing is for TICC Capital Corp., not Oxford Square Capital Corp. as indicated in the request metadata.
- Access the earnings presentation at http://www.ticc.com to review specific financial data for the period ended September 30, 2013.
- Review the previously filed Form 10-Q for the quarter ended September 30, 2013, for audited financial statements.
- Confirm that the supplemental presentation does not alter the previously reported financial results.