SEC Filing Summary: Form 13F Information Table
Business Context and Reporting Period
Company: Bank OZK
Filing Type: Form 13F Information Table (Institutional Investment Manager)
Reporting Period: Quarter ended March 31, 2019
Context: This filing discloses the equity securities held by Bank OZK at the end of the reporting period. It details the issuer, class of security, CUSIP, value, and voting authority for each holding.
Key Financial Metrics and Portfolio Composition
Total Portfolio Value: The filing lists individual security values in thousands of dollars but does not explicitly state a consolidated total portfolio value in the text provided. The largest single holding is Bank OZK common stock valued at approximately $48,217,000 (Sole Discretion).
Top Holdings by Value (Sole Discretion):
- Bank OZK: $48,217,000
- AT&T Inc: $5,587,000
- Apple Inc: $6,266,000
- Exxon Mobil Corp: $4,728,000
- Microsoft Corp: $4,831,000
- Verizon Communications Inc: $4,616,000
- Merck & Co Inc: $4,746,000
- Pfizer Inc: $3,058,000
- AbbVie Inc: $2,778,000
- Amgen Inc: $2,723,000
Voting Authority: The manager reports "Sole" voting authority for the majority of holdings. "Shared" or "None" authority is reported for specific positions, often associated with "Other" (OTR) investment discretion categories.
Material Changes and Portfolio Activity
Comparison to Prior Period: The filing text provided is a snapshot of holdings as of March 31, 2019. It does not contain comparative data from the prior quarter (December 31, 2018) or year-over-year figures. Therefore, material changes in position size or portfolio composition cannot be determined from this document alone.
Investment Discretion: The portfolio is split between "Sole" discretion and "Other" (OTR) discretion. Significant positions exist in both categories for major issuers such as Bank OZK, AT&T, and Apple.
Guidance, Outlook, and Risks
Management Commentary: Form 13F filings are statutory disclosures of holdings and do not contain management commentary, forward-looking guidance, or strategic outlooks.
Risks and Contingencies: The filing includes a standard disclaimer stating that the SEC has not reviewed the information for accuracy or completeness. No specific risk factors or contingencies regarding the company's operations are disclosed in this form.
Key Facts for Investor Verification
- Self-Holding: Bank OZK holds a significant position in its own common stock ($48.2M Sole, $7.8M Other), which may indicate share buyback programs or internal treasury management.
- Concentration: The portfolio appears heavily weighted toward large-cap U.S. equities in sectors such as Technology, Healthcare, Energy, and Financials.
- Data Limitations: This document does not provide revenue, profit, cash flow, or debt metrics for Bank OZK. Investors must refer to Form 10-Q or 10-K for operational financial performance.
- Voting Rights: Verify the split between Sole and Shared voting authority for specific holdings if assessing corporate governance influence.