SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Bank of the Ozarks (Bank OZK), an institutional investment manager based in Little Rock, Arkansas. The report covers the calendar quarter ended March 31, 2017, and was signed on May 10, 2017, by Jennifer Junker, Director of Trust and Wealth Management.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the issuer's operational financial performance. Consequently, revenue, profit, cash flow, margins, debt, and liquidity metrics for Bank OZK are not disclosed in this text.
- Total Value of Reported Holdings: $309,035,000 (reported in thousands).
- Total Number of Holdings: 231 entries.
- Other Included Managers: None.
Material Changes
The filing text does not provide comparative data against the prior quarter (December 31, 2016) or year-over-year figures. Therefore, material changes in portfolio composition or value cannot be determined from this document alone.
Guidance, Outlook, and Risks
This form is a regulatory disclosure of securities holdings and does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the bank's operations or future outlook.
Investor Verification Checklist
- Verify the total portfolio value of $309.0 million against the bank's most recent 10-Q or 10-K for context on asset allocation.
- Review the specific list of 231 holdings (not included in this summary text) to assess concentration risk or sector exposure.
- Confirm that the "NONE" status for other included managers indicates this report covers the entirety of the manager's reportable holdings.
- Note that this filing reflects holdings as of March 31, 2017, and does not reflect current market values or subsequent trading activity.