SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Bank of the Ozarks (also referred to as Bank OZK), an institutional investment manager based in Little Rock, Arkansas. The report covers the calendar quarter ended March 31, 2016, and was signed on May 5, 2016, by Jennifer Junker, Director of Trust and Wealth Management.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the issuer's operational financial performance. Consequently, revenue, profit, cash flow, margins, debt, and liquidity metrics for Bank of the Ozarks are not provided in this text.
Key portfolio metrics reported include:
- Total Number of Holdings: 240 entries
- Total Value of Reported Securities: $274,552,000 (reported in thousands)
- Other Included Managers: 0
Material Changes
The filing text does not provide comparative data for the prior period (December 31, 2015) or detail specific material changes in holdings, purchase volumes, or sales volumes. It serves as a snapshot of holdings as of the reporting date.
Guidance, Outlook, and Risks
This form does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the bank's operations or future outlook. It is a regulatory disclosure of investment positions.
Investor Verification Checklist
- Verify the total portfolio value of $274.55 million against the bank's total assets to determine the proportion of assets managed in this capacity.
- Confirm the specific 240 equity positions listed in the full schedule (not included in this summary text) to assess sector concentration.
- Note that this filing reflects the Trust and Wealth Management division's holdings, not necessarily the bank's proprietary trading or lending book.
- Check subsequent filings for changes in the number of holdings or total value to track portfolio turnover.