SEC Filing Summary: Bank OZK (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Bank of the Ozarks (Bank OZK), an institutional investment manager. The report covers the quarter ended September 30, 2014, and was signed by Rex W. Kyle, President of Trust & Wealth Management, on November 14, 2014.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the company's own operating financials (revenue, profit, cash flow, or debt). The key metrics provided relate to the manager's investment portfolio:
- Total Portfolio Value: $269,075,000 (reported as 269,075 in thousands).
- Total Number of Holdings: 230 entries.
- Other Included Managers: 0.
The filing text does not provide a clear value for Bank OZK's own revenue, profit, margins, or liquidity, as this form is designed to disclose external equity investments.
Material Changes
The filing text does not provide a clear value for material changes versus the prior comparable period. Form 13F reports are snapshots of holdings at the end of the quarter and do not inherently include comparative analysis or variance explanations within the cover page data provided.
Guidance, Outlook, and Risks
The filing text does not provide a clear value for guidance, outlook, management commentary on operations, risks, or contingencies. This form is a regulatory disclosure of holdings and does not contain forward-looking statements or risk factors regarding the bank's operations.
Important Facts for Investors to Verify
- Verify the total value of the disclosed portfolio ($269.1 million) against the bank's total assets to understand the scale of the investment arm relative to the core banking business.
- Confirm that the 230 holdings represent the complete equity portfolio for the reporting period, as indicated by the "13F HOLDINGS REPORT" selection.
- Note that this document does not reflect the bank's lending performance, deposit growth, or net interest margin; those metrics must be sourced from the bank's 10-Q or 10-K filings.