SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Bank of the Ozarks (also referred to as Bank OZK), an institutional investment manager based in Little Rock, Arkansas. The report covers the calendar quarter ended December 31, 2013, and was signed by Rex W. Kyle, President of Trust & Wealth Management, on February 17, 2014.
Key Financial Metrics
As a Form 13F-HR, this document reports equity holdings rather than the issuer's operational financial performance. Consequently, the filing does not contain data on Bank of the Ozarks' revenue, profit, cash flow, margins, debt, or liquidity.
- Total Value of Reported Holdings: $258,626,000 (reported in thousands).
- Total Number of Holdings: 197 entries.
- Other Included Managers: None.
Material Changes
The filing text provided does not contain comparative data for the prior period (September 30, 2013) or a breakdown of purchases and sales. Therefore, material changes in the portfolio composition versus the prior comparable period cannot be determined from this summary.
Guidance, Outlook, and Risks
Form 13F filings are statutory reports of holdings and do not include management commentary, forward-looking guidance, risk factors, or contingencies regarding the reporting manager's future performance. The text contains no unusual items or specific outlook statements.
Investor Verification Checklist
- Verify the total portfolio value of $258.6 million against the bank's total assets to determine the proportion of assets managed in this specific capacity.
- Review the full Schedule 13F (not included in this text) to identify the specific 197 equity positions held.
- Compare this quarter's holdings list with the Q3 2013 filing to identify specific buy/sell activity.
- Note that this report reflects the investment portfolio of the Trust & Wealth Management division, not the bank's core lending or deposit operations.