SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Principal Financial Group Inc, an institutional investment manager. The report covers the calendar quarter ended June 30, 2023. The filing was signed by Jill Hittner, Chief Financial Officer of Principal Global Investors, LLC, on August 1, 2023.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the company's own operating financials (revenue, profit, cash flow). Key metrics from the filing include:
- Total Value of Reported Holdings: $146,326,492,021
- Total Number of Holdings Entries: 4,731
- Number of Other Included Managers: 5
The filing aggregates holdings for Principal Financial Group Inc and five other associated managers, including Principal Global Investors, Principal Real Estate Investors LLC, Principal Life Insurance Co, Principal Financial Services Inc, and Delaware Charter Guarantee & Trust Co.
Material Changes
The filing text provided does not contain comparative data for the prior period (March 31, 2023) or specific details on material changes in holdings, purchases, or sales. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
This filing type does not include management commentary, forward-looking guidance, or risk factors regarding the reporting manager's own business operations. It strictly discloses securities held for the benefit of clients or the firm.
Investor Verification Checklist
- Verify the total aggregate value of $146.3 billion against the sum of individual Schedule 13F holdings.
- Confirm the breakdown of holdings among the five included managers to understand asset allocation across different subsidiaries.
- Review the specific Schedule 13F tables (not included in this summary text) for details on top 10 holdings and significant position changes.
- Note that this filing does not reflect the operating performance of Principal Financial Group Inc itself.