SEC Filing Summary: Principal Financial Group Inc.
Business Context and Reporting Period
Company: Principal Financial Group Inc.
Filing Type: Form 13F Information Table
Reporting Period: Quarter ended September 30, 2018
Context: This filing discloses the equity securities held by Principal Financial Group Inc. as a registered investment manager. The document lists individual holdings, including issuer names, CUSIP numbers, share counts, and market values, but does not contain consolidated financial statements for Principal Financial Group itself.
Key Financial Metrics
Revenue, Profit, Cash Flow, Margins, Debt, Liquidity: The filing text does not provide a clear value for these metrics. Form 13F is a disclosure of holdings and does not report the operating financial results of the filing institution.
Portfolio Composition (Sample Data): The filing lists hundreds of equity positions. Notable holdings by value include:
- Microsoft Corp: 15,408,237 shares valued at approximately $1.76 billion.
- Apple Inc: 8,847,133 shares valued at approximately $1.99 billion.
- Amazon.com Inc: 841,112 shares valued at approximately $1.68 billion.
- Alphabet Inc (Class A & C): Combined holdings valued at approximately $1.26 billion.
- Johnson & Johnson: 5,475,042 shares valued at approximately $756 million.
- Procter & Gamble Co: 4,248,535 shares valued at approximately $353 million.
Material Changes
The filing text does not provide a clear value for material changes versus the prior comparable period. Form 13F filings list current holdings but do not explicitly state the net change in position size or value compared to the previous quarter within the text body.
Guidance, Outlook, and Risks
Guidance and Outlook: The filing text does not provide a clear value for management commentary, guidance, or outlook. This form is a regulatory disclosure of assets, not a management discussion and analysis.
Risks and Contingencies: The filing text does not provide a clear value for specific risks or contingencies. The standard disclaimer notes that the SEC has not reviewed the information for accuracy or completeness.
Important Facts for Investors to Verify
- Asset Class Focus: Verify that this filing represents only the equity securities (stocks) held by the manager, excluding fixed income, derivatives, or cash equivalents.
- Valuation Timing: Confirm that the reported values reflect the market price as of the last trading day of the quarter (September 30, 2018), which may differ from current market values.
- Discretionary Authority: Note that the filing distinguishes between shares held with sole, shared, or no voting authority, which may impact corporate governance influence.
- Consolidated Results: To understand Principal Financial Group's actual financial performance (revenue, profit, debt), investors must refer to the company's Form 10-Q or 10-K filings, not this 13F.