SEC Filing Summary: Peapack Gladstone Financial Corp
Business Context and Reporting Period
Filing Type: Form 13F Information Table
Company: Peapack Gladstone Financial Corp
Reporting Period: The filing text contains a metadata date of "2026 Jun 30," which appears to be a future date or data error. The document itself is a standard quarterly disclosure of equity securities held by the investment manager. The filing details the portfolio composition, distinguishing between shares held with "Discretionary" authority (managed by the firm) and "Sole" authority (held in separate accounts).
Key Financial Metrics and Portfolio Composition
Revenue, Profit, Cash Flow, Debt, Liquidity: The filing text does not provide financial performance metrics (revenue, profit, cash flow, debt, or liquidity) for Peapack Gladstone Financial Corp. Form 13F filings are strictly for reporting equity holdings and do not contain the issuer's financial statements.
Portfolio Overview: The portfolio is heavily diversified across large-cap U.S. equities, Exchange-Traded Funds (ETFs), and international securities. Key holdings include:
- Technology: Significant positions in Microsoft Corp, Apple Inc, Alphabet Inc (Class A and C), NVIDIA Corp, and Amazon.com Inc.
- Financials: Major holdings in JPMorgan Chase & Co, Bank of America Corp, and Morgan Stanley.
- Healthcare: Substantial exposure to Eli Lilly & Co, UnitedHealth Group Inc, and Pfizer Inc.
- ETFs: A large portion of the portfolio is allocated to index funds, including Vanguard S&P 500 ETF, iShares Core S&P 500 ETF, and various sector-specific ETFs (Energy, Financials, Technology).
Material Changes and Voting Authority
Voting Authority: The filing distinguishes between two categories of voting authority:
- Discretionary (DFND): Shares where the investment manager has sole discretion to vote. This category includes the majority of the ETF holdings and many individual stock positions.
- Sole (SOLE): Shares where the investment manager has sole voting authority, typically associated with separate accounts or specific client mandates. This category includes significant holdings in companies like Apple, Microsoft, and JPMorgan Chase.
Material Changes: As this is a static snapshot of holdings, the filing text does not provide comparative data against the prior period to identify material changes in position size or strategy.
Guidance, Outlook, and Risks
Guidance and Outlook: The filing text does not contain management commentary, forward-looking guidance, or strategic outlook for Peapack Gladstone Financial Corp.
Risks and Contingencies: The filing includes a standard SEC disclaimer stating that the Commission has not reviewed the information and that readers should not assume it is accurate or complete. No specific risk factors or contingencies related to the company's operations are disclosed in this document.
Important Facts for Investor Verification
- Date Discrepancy: Verify the actual reporting period. The metadata indicates "2026 Jun 30," which is likely incorrect for a current filing; investors should confirm the actual quarter end date (e.g., Q1 or Q2 2024/2025).
- Portfolio Concentration: Confirm the total asset value under management. The filing lists share counts but does not provide the total market value of the portfolio in a summary table.
- Separate Accounts: Note the distinction between "Discretionary" and "Sole" voting authority. The "Sole" category represents assets where the manager acts on behalf of specific clients rather than a pooled fund, which may have different liquidity or redemption terms.
- ETF Exposure: A significant portion of the portfolio is held in ETFs (Vanguard, iShares, SPDR). Investors should verify the underlying exposure of these funds to understand the true sector allocation.