Business Context and Reporting Period
This Form 8-K Current Report was filed by Prospect Capital Corporation on April 4, 2018. The filing addresses a change in the Company's principal officers effective immediately on the date of the report.
Key Financial Metrics
The filing text does not provide a clear value for revenue, profit, cash flow, margins, debt, or liquidity. This report is limited to corporate governance updates and does not contain financial performance data.
Material Changes
The primary material change reported is the appointment of Kristin Van Dask as Chief Financial Officer, Treasurer, Secretary, and Chief Compliance Officer. She replaces Brian H. Oswald, who previously held these positions.
Management Commentary and Risks
Ms. Van Dask has served as the Company's Controller since 2008 and brings 17 years of experience in finance, accounting, and financial reporting. Her background includes roles at GSC Group LLC, Ernst & Young LLP, and Arthur Andersen LLP. The filing states there are no arrangements or understandings between Ms. Van Dask and other persons regarding her selection. No specific risks, contingencies, or unusual items are disclosed in this document.
Investor Verification Checklist
- Verify the effective date of the leadership transition (April 4, 2018).
- Confirm the specific titles assumed by Kristin Van Dask (CFO, Treasurer, Secretary, Chief Compliance Officer).
- Review the Company's most recent 10-Q or 10-K for financial metrics not included in this 8-K.
- Check for any subsequent filings regarding the departure of Brian H. Oswald.