TANTECH HOLDINGS LTD current report, Q3 FY2022

Business Context and Reporting Period

This Form 6-K filing by Tantech Holdings Ltd covers the month of July 2022, with the report dated July 21, 2022. The filing addresses the Company's regulatory status with The Nasdaq Stock Market LLC regarding periodic filing requirements.

Financial Metrics

The filing text does not provide a clear value for revenue, profit, cash flow, margins, debt, or liquidity. This report is a current report regarding regulatory compliance and does not contain financial statements or performance metrics.

Material Changes

The primary material change reported is the resolution of a non-compliance issue with Nasdaq Listing Rule 5250(c)(1). The Company had previously failed to file its Form 20-F for the year ended December 31, 2021, by the May 18, 2022 deadline. The Company subsequently submitted the required Form 20-F on July 18, 2022.

Guidance, Outlook, and Management Commentary

On July 20, 2022, Nasdaq notified the Company that it now complies with the periodic filing requirement based on the July 18 submission. Consequently, the matter regarding the Company's compliance status has been closed. The filing incorporates a press release dated July 21, 2022, titled "Tantech Regains Compliance with Nasdaq." No forward-looking guidance or risk factors specific to operations are detailed in this text.

Key Facts for Investor Verification

  • The Company regained compliance with Nasdaq Listing Rule 5250(c)(1) on July 20, 2022.
  • The Form 20-F for the fiscal year ended December 31, 2021, was filed on July 18, 2022.
  • This filing does not contain financial data; investors should refer to the Form 20-F filed on July 18, 2022, for financial performance details.