SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: Wealthfront Inc.
Reporting Period: Quarter ended September 30, 2016.
Filing Date: November 10, 2016.
Location: Redwood City, CA.
Signatory: Roy Adams, General Counsel.
This filing is a Form 13F Holdings Report, detailing the equity securities held by the institutional investment manager. It does not represent the financial performance of Wealthfront Inc. as an operating company.
Key Financial Metrics
Total Value of Reported Holdings: $3,730,677,000 (3,730,677 thousands).
Total Number of Holdings: 143 entries.
Other Included Managers: 0.
Note: As a Form 13F filing, this document does not contain revenue, profit, cash flow, margins, debt, or liquidity metrics for Wealthfront Inc. It strictly reports the aggregate value and count of securities held under management.
Material Changes
The filing text provided does not contain comparative data for the prior period (June 30, 2016) or a breakdown of purchases and sales. Therefore, material changes in holdings versus the prior comparable period cannot be determined from this summary.
Guidance, Outlook, and Risks
Guidance and Outlook: Not applicable. Form 13F filings are historical reports of holdings and do not include forward-looking guidance or management commentary on business strategy.
Risks and Contingencies: The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness. No specific business risks or contingencies are disclosed in this form.
Investor Verification Checklist
- Verify the total value of assets under management ($3.73 billion) against other regulatory filings or press releases for consistency.
- Confirm the list of 143 specific holdings to understand the portfolio composition, as the summary only provides the aggregate count.
- Note that this filing reflects holdings as of September 30, 2016, and does not reflect current market values or subsequent trading activity.
- Recognize that this document does not provide financial health metrics (revenue, profit, debt) for Wealthfront Inc. itself.