SEC Filing Summary: Form 13F Information Table
Business Context and Reporting Period
Company: Wealthfront Corp
Filing Type: Form 13F Information Table
Reporting Period: December 31, 2015
Context: This filing discloses the equity securities held by Wealthfront Corp, a registered investment adviser, as of the end of the fourth quarter of 2015. The table lists holdings where the adviser has sole voting authority.
Key Financial Metrics and Portfolio Composition
Total Reported Value: The filing lists individual security values in thousands of dollars. The aggregate value of the reported holdings is approximately $108.5 million (sum of Column 4).
Top Holdings by Value:
- Vanguard Tax Managed Intl Fd FTSE Dev Mkt ETF: $8,963,716
- Schwab Strategic Tr Intl Eqty ETF: $7,855,074
- Vanguard Intl Equity Index F FTSE Emr Mkt ETF: $6,804,675
- Ishares Inc Core Msci Emkt: $6,320,361
- Vanguard Index Fds Total Stk Mkt: $3,918,791
Asset Class Breakdown: The portfolio is heavily weighted toward Exchange Traded Funds (ETFs), particularly those tracking international equity markets, total stock markets, and municipal bonds. Individual equity positions (e.g., Twitter, Facebook, General Electric) represent a smaller portion of the total reported value compared to the ETF holdings.
Material Changes
The filing text provided is a snapshot of holdings as of December 31, 2015. It does not contain comparative data from the prior quarter (September 30, 2015) or year-over-year figures. Therefore, material changes in position size or portfolio composition cannot be determined from this document alone.
Guidance, Outlook, and Risks
Management Commentary: None. Form 13F filings are statutory disclosures of holdings and do not include management discussion, financial guidance, or forward-looking statements.
Risks and Contingencies: The filing includes a standard SEC disclaimer stating that the Commission has not reviewed the information for accuracy or completeness. No specific operational or financial risks are detailed in this table.
Key Facts for Investor Verification
- Investment Strategy: The portfolio composition suggests a passive, index-based investment strategy with significant exposure to international developed and emerging markets via ETFs.
- Voting Authority: Wealthfront Corp reported "Sole" voting authority for all listed securities, indicating full control over voting decisions for these assets.
- Derivatives: The "Put/Call" column is blank for all entries, indicating no reported holdings of put or call options in this filing.
- Valuation Basis: All values are reported in thousands (x$1,000). Investors should verify the aggregate portfolio value against the firm's total assets under management (AUM) to understand the scope of this specific filing.