SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Wealthfront Inc., an institutional investment manager based in Palo Alto, CA. The report covers the calendar quarter ended March 31, 2014. The report was signed by Brian Dennen, Chief Compliance Officer, on May 28, 2014.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the issuer's financial performance. Consequently, data regarding revenue, profit, cash flow, margins, debt, and liquidity for Wealthfront Corp is not contained in this text.
- Total Value of Reported Holdings: $738,108,000 (738,108 thousands)
- Total Number of Holdings Entries: 544
- Other Included Managers: 0
Material Changes
The filing text does not provide comparative data against the prior period (December 31, 2013) to determine material changes in holdings or total value. The document is a standalone snapshot of holdings as of the reporting date.
Guidance, Outlook, and Risks
This filing type does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the business operations of Wealthfront Inc. It strictly lists securities held for the reporting period.
Investor Verification Checklist
- Verify the total portfolio value of $738.1 million against the firm's total assets under management (AUM) to determine the percentage of assets reported in this specific filing.
- Confirm the list of 544 specific equity positions to understand the firm's investment strategy and concentration risks.
- Note that this filing reflects holdings as of March 31, 2014, and does not represent current positions.
- Check for subsequent 13F filings to track changes in the portfolio composition over time.