SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by WEST BANCORPORATION INC, an institutional investment manager located in West Des Moines, IA. The report covers the calendar quarter ended September 30, 2023, and was signed on October 27, 2023, by SueAnn Niehaus, Vice President/Trust Operations.
The report includes holdings for the primary manager and one other included manager (West Bank), totaling 92 entries in the information table.
Key Financial Metrics
As a Form 13F-HR, this document discloses equity holdings rather than the company's operational financial performance. Consequently, the filing does not provide data on revenue, profit, cash flow, margins, debt, or liquidity for West Bancorporation Inc.
- Total Value of Reported Holdings: $141,313,314
- Number of Holdings Reported: 92
- Number of Other Included Managers: 1
Material Changes
The filing text does not provide comparative data against the prior period (June 30, 2023) to determine material changes in holdings or total value. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
This filing type does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the company's future operations. It strictly lists securities held with investment discretion.
Key Facts for Investor Verification
- Verify the total value of reported holdings ($141,313,314) against the company's most recent 10-Q or 10-K to understand the proportion of the portfolio represented by these specific equity positions.
- Note that this report includes holdings for an additional manager ("West Bank"); investors should confirm if this represents a consolidated view of the bank's trust department or a separate entity.
- Recognize that this filing does not reflect the bank's own financial health (e.g., loan portfolio quality, deposit levels, or net interest margin), which must be sourced from periodic reports (10-K/10-Q).