SEC Filing Summary: West Bancorporation Inc (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by West Bancorporation Inc, an institutional investment manager based in West Des Moines, IA. The report covers the quarter ended June 30, 2020, and was signed on July 31, 2020, by Sue Ann Niehaus, Vice President of Trust Operations. The filing includes holdings for one other included manager, "West Bank."
Key Financial Metrics
As a Form 13F-HR, this document reports equity holdings rather than the company's operational financial performance (revenue, profit, cash flow, or debt). The filing provides the following aggregate data regarding the manager's reported portfolio:
- Total Value of Reported Holdings: $85,956,000 (reported in thousands).
- Total Number of Holdings Entries: 302.
- Number of Other Included Managers: 1.
Note: This filing does not contain West Bancorporation Inc's own revenue, profit margins, liquidity, or debt levels. Those metrics are found in the company's 10-Q or 10-K filings.
Material Changes
The filing text provided does not contain comparative data for the prior quarter or year. Consequently, material changes in the portfolio composition or value versus the prior comparable period cannot be determined from this document alone.
Guidance, Outlook, and Risks
Form 13F filings are statutory reports of equity holdings and do not include management commentary, forward-looking guidance, risk factors, or contingencies regarding the reporting manager's business operations. No such information is present in this text.
Key Facts for Investor Verification
- Verify the specific list of 302 equity holdings to understand the manager's investment strategy and concentration.
- Confirm the identity and relationship of the "Other Included Manager" (West Bank) to ensure accurate attribution of the reported assets.
- Consult West Bancorporation Inc's 10-Q for the quarter ended June 30, 2020, to obtain actual financial performance metrics (revenue, net income, liquidity) which are absent from this 13F filing.
- Note that the total reported value ($85.9 million) represents the value of the reported securities, not necessarily the total assets under management or the company's total market capitalization.