SEC Filing Summary: Assurant, Inc. (Form 8-K)
Business Context and Reporting Period
This Form 8-K Current Report was filed by Assurant, Inc. on October 12, 2004. The company, incorporated in Delaware, became subject to the reporting requirements of the Securities Exchange Act of 1934 in February 2004. The report addresses compliance obligations regarding corporate governance and ethics codes.
Financial Metrics
The filing text does not provide a clear value for revenue, profit, cash flow, margins, debt, or liquidity. This report is a current event disclosure and does not contain financial statements or performance metrics.
Material Changes
There are no material changes to financial performance or operations reported in this document. The primary event is the adoption of a new corporate policy.
Guidance, Outlook, and Management Commentary
Item 8.01 (Other Events) details the adoption of the "Assurant Guidelines on Business Conduct - Our Code of Ethics" by the Board of Directors, effective October 12, 2004. This action was taken to satisfy SEC requirements for companies that became subject to reporting rules in 2004. The Code applies to all directors, officers, and employees. The company committed to disclosing any substantive amendments or waivers for senior financial officers on its website (www.assurant.com) and potentially via future Form 8-K filings.
Key Facts for Investor Verification
- Assurant, Inc. adopted its Code of Ethics on October 12, 2004, as required by SEC regulations for new registrants.
- The full text of the Code of Ethics is available as Exhibit 14 to this filing and on the company's website.
- The company has established a protocol to publicly disclose any future waivers or amendments to the Code affecting senior financial officers.
- This filing contains no financial data, earnings guidance, or operational updates.