SEC Filing Summary: Form 13F Information Table
Business Context and Reporting Period
Company: Ally Financial Inc.
Filing Type: Form 13F Information Table (Schedule of Holdings)
Reporting Period: The filing text does not explicitly state the quarter end date in the narrative, though the metadata indicates a date of June 30, 2026. The table lists holdings as of the most recent quarter end.
Context: This filing discloses the equity securities held by Ally Financial Inc. that are subject to reporting requirements under Section 13(f) of the Securities Exchange Act of 1934. It details the number of shares, value, and voting authority for each position.
Key Financial Metrics and Holdings
The filing provides a snapshot of the investment portfolio rather than the company's operational financials (revenue, profit, cash flow). Key portfolio metrics include:
- Total Positions Disclosed: The table lists approximately 100+ individual equity and ETF positions.
- Top Holdings by Value:
- Microsoft Corp: $35,436,900 (95,000 shares)
- Nvidia Corp: $34,415,480 (172,000 shares)
- Amazon.com Inc: $31,460,880 (132,000 shares)
- Meta Platforms Inc: $23,658,180 (42,000 shares)
- Berkshire Hathaway Inc: $21,016,380 (42,000 shares)
- Significant ETF Holdings:
- Invesco S&P 500 Equal Weight ETF: $78,512,130 (369,000 shares)
- iShares 20 Year Treasury Bond ETF: $75,444,660 (873,000 shares)
- Vanguard FTSE Developed Markets ETF: $13,181,250 (185,000 shares)
- Voting Authority: Most positions are reported with "Sole" or "Shared" voting authority. No "None" voting authority positions are listed in the provided text.
Material Changes Versus Prior Period
Comparison Data Unavailable: The provided text contains only the current period's holdings table. It does not include the prior quarter's data, nor does it contain a narrative section detailing additions, deletions, or changes in position size. Therefore, material changes versus the prior comparable period cannot be determined from this source text.
Guidance, Outlook, and Risks
Management Commentary: Form 13F filings are strictly data-driven disclosures of holdings. This filing contains no management commentary, forward-looking guidance, or strategic outlook.
Risks and Contingencies: The filing includes a standard disclaimer stating that the SEC has not reviewed the information for accuracy. It does not disclose specific operational risks, legal contingencies, or unusual items related to Ally Financial Inc.'s core banking business.
Important Facts for Investor Verification
- Portfolio Concentration: Verify the concentration risk in the top 5 holdings (Microsoft, Nvidia, Amazon, Meta, Berkshire Hathaway), which represent a significant portion of the disclosed equity value.
- Fixed Income Exposure: Note the substantial holding in the iShares 20 Year Treasury Bond ETF ($75.4M), indicating a specific interest rate or duration strategy.
- Reporting Date Confirmation: Confirm the exact quarter-end date (e.g., Q2 2026) via the official SEC EDGAR database, as the text provided relies on metadata for the date "2026 Jun 30".
- Discretionary Authority: All listed positions are marked as "DFND" (Discretionary), indicating Ally Financial Inc. has full discretion over these investment decisions.
- Missing Operational Data: Investors seeking Ally Financial's loan portfolio performance, net interest margin, or liquidity ratios must refer to the company's Form 10-Q or 10-K, as this Form 13F only covers external equity investments.