Business Context and Reporting Period
This Form 8-K was filed by Artisan Partners Asset Management Inc. on October 22, 2013. The filing primarily reports on executive leadership changes effective October 22, 2013, and references the issuance of a press release on October 28, 2013, regarding consolidated financial and operating results for the three and nine months ended September 30, 2013.
Key Financial Metrics
The filing text does not provide specific numerical values for revenue, profit, cash flow, margins, debt, or liquidity. These metrics are contained within the attached press release (Exhibit 99.1) and presentation materials (Exhibit 99.2), which are incorporated by reference but not detailed in the body of this report.
Material Changes
The filing details significant changes in the Company's executive leadership:
- Departure: Janet D. Olsen stepped down as Chief Legal Officer, Executive Vice President, and Secretary. She is scheduled to retire at the end of 2013 but will remain employed until that time.
- Appointments: Sarah A. Johnson was appointed as the new Chief Legal Officer, Executive Vice President, and Secretary. Gregory K. Ramirez was appointed as Senior Vice President.
Guidance, Outlook, and Risks
The filing does not contain specific guidance, outlook, or risk factors within its text. It notes that the information regarding financial results is furnished and not deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934. No unusual items or contingencies are described in the body of this report.
Investor Verification Checklist
- Review Exhibit 99.1 (Press Release) and Exhibit 99.2 (Presentation) for specific Q3 2013 financial results, as they are not listed in the 8-K text.
- Verify the transition timeline for Janet D. Olsen's retirement and the integration of Sarah A. Johnson into the Chief Legal Officer role.
- Confirm the scope of Gregory K. Ramirez's new responsibilities as Senior Vice President.