SEC Filing Summary: ASA Gold & Precious Metals Ltd (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by ASA Gold & Precious Metals Ltd, an institutional investment manager based in San Mateo, California. The report covers the calendar quarter ended June 30, 2014, and was signed by Rodney D. Yee (COO, CFO, and Treasurer) on July 25, 2014.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the company's own operating financials (revenue, profit, cash flow, or debt). The key metrics provided are:
- Total Value of Reported Holdings: $223,186,000 (reported as 223,186 in thousands).
- Number of Holdings Reported: 17 entries.
- Other Included Managers: 0 (No other managers are included in this report).
Note: The filing text does not provide values for revenue, profit, cash flow, margins, debt, or liquidity for ASA Gold & Precious Metals Ltd itself, as this form discloses the assets managed by the firm, not the firm's internal financial performance.
Material Changes
The filing text does not provide comparative data for the prior period (March 31, 2014) or detail specific material changes in holdings, as the summary page only lists the aggregate totals for the current quarter.
Guidance, Outlook, and Risks
This filing type does not contain management commentary, future guidance, risk factors, or contingencies regarding the manager's strategy or the underlying portfolio companies. It is a statutory disclosure of current holdings.
Important Facts for Investor Verification
- Verify the specific 17 equity positions held by ASA Gold & Precious Metals Ltd in the full Schedule 13F-HR to understand portfolio concentration.
- Confirm the total managed assets of $223.2 million represent the complete portfolio, as the report indicates no other managers are included.
- Note that this document does not reflect the financial health or operational results of ASA Gold & Precious Metals Ltd as a business entity.