Business Context and Reporting Period
This Form 8-K Current Report was filed by Associated Banc-Corp on November 12, 2019. The filing addresses a specific corporate event under Item 8.01 (Other Events) regarding the termination of an insider trading plan.
Financial Metrics
The filing text does not provide a clear value for revenue, profit, cash flow, margins, debt, or liquidity. This report is limited to a disclosure of executive trading plan activity and does not contain financial performance data.
Material Changes
The material change reported is the termination of a Rule 10b5-1 trading plan by Philip B. Flynn, President and Chief Executive Officer. The plan, originally entered into on May 2, 2018, was scheduled to end on July 1, 2020, but was terminated early on November 12, 2019.
Guidance, Outlook, and Risks
The filing contains no guidance, outlook, or management commentary regarding future financial performance. It notes that transactions under the terminated plan were previously disclosed via Form 144 and Form 4 filings. The Company states it has not undertaken to report on specific Rule 10b5-1 plans of officers unless required by law.
Key Facts for Investor Verification
- Philip B. Flynn terminated his Rule 10b5-1 trading plan on November 12, 2019.
- The plan was originally set to expire on July 1, 2020.
- Historical transactions under this plan were disclosed in prior Form 144 and Form 4 filings.
- No financial results or operational metrics are included in this specific filing.