SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by BANK OF MONTREAL (and eight other included managers) for the quarter ended March 31, 2023. The report discloses the institutional investment manager's holdings of U.S. equity securities. The filing was signed on June 13, 2024, by Eric Moss, SVP, DGC, Chief Compliance Officer.
Key Financial Metrics
As a Form 13F filing, this document reports portfolio holdings rather than the operating financial performance (revenue, profit, cash flow) of the Bank of Montreal itself. Key metrics disclosed include:
- Total Value of Reported Holdings: $249,961,170,528
- Total Number of Holdings Entries: 11,901
- Number of Included Managers: 8 (in addition to the primary filer)
The filing does not provide data on the Bank's revenue, profit margins, debt levels, or liquidity positions.
Material Changes
The filing text does not provide a comparative table or narrative detailing material changes in holdings versus the prior comparable period (December 31, 2022). It only presents the aggregate totals for the current reporting period.
Guidance, Outlook, and Risks
This form is a regulatory disclosure of holdings and does not contain management commentary, future guidance, outlook, or specific risk factors regarding the Bank's operations. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total reported value of $249.96 billion against the Bank's quarterly 10-Q or annual 10-K filings to understand the proportion of assets managed versus total bank assets.
- Review the specific holdings schedule (not included in this summary text) to identify top 10 positions and sector concentrations.
- Confirm the list of 8 included managers to ensure all relevant BMO subsidiaries are accounted for in the aggregate total.
- Note the filing date (June 13, 2024) relative to the reporting period (March 31, 2023) to assess timeliness.