SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by BANK OF MONTREAL (and eight other included managers) for the quarter ended June 30, 2023. The report was signed on August 2, 2023, by Eric Moss, SVP, DGC, Chief Compliance Officer. It serves as a disclosure of equity securities held by the institutional investment manager.
Key Financial Metrics
As a Form 13F filing, this document reports portfolio holdings rather than the operating financial performance (revenue, profit, cash flow) of the Bank of Montreal itself. The key metrics provided relate to the reported investment portfolio:
- Total Value of Reported Holdings: $289,289,825,033
- Total Number of Holdings Entries: 12,153
- Number of Included Managers: 8 (in addition to the primary filer)
The filing does not provide data on the Bank's revenue, profit margins, debt levels, or liquidity positions.
Material Changes
The filing text does not provide comparative data against the prior quarter (March 31, 2023) or prior year periods. Consequently, material changes in portfolio composition or value cannot be determined from this document alone.
Guidance, Outlook, and Risks
This form is a regulatory disclosure of holdings and does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the Bank's future operations. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total portfolio value of approximately $289.3 billion against the Bank's quarterly earnings report (10-Q or equivalent) to understand the proportion of assets under management versus total bank assets.
- Review the specific Schedule 13F holdings (not included in this summary text) to identify top positions and sector concentrations.
- Confirm the list of 8 included managers (e.g., BMO Asset Management Inc., BMO Capital Markets Corp.) to ensure all relevant entities are accounted for in the aggregate figure.
- Note that this filing reflects holdings as of June 30, 2023, and does not reflect subsequent trading activity.