SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by BANK OF MONTREAL (and 10 other included managers) for the quarter ended March 31, 2021. The report discloses the institutional investment manager's holdings of U.S. equity securities. The report was signed by Eric Moss, Sr. VP, Deputy General Counsel & Chief Compliance Officer.
Key Financial Metrics
As a Form 13F filing, this document reports portfolio holdings rather than the operating financial performance (revenue, profit, cash flow) of the Bank of Montreal itself. Key metrics disclosed include:
- Total Value of Reported Holdings: $153,581,343,000 (153.58 billion USD).
- Total Number of Holdings Entries: 16,071.
- Number of Included Managers: 10 (including BMO Harris Bank N.A., BMO Asset Management Corp., and others).
Note: The filing text does not provide values for revenue, profit, margins, debt, or liquidity as these are not required in a 13F-HR form.
Material Changes
The filing text does not provide comparative data for the prior period (December 31, 2020) or detail specific material changes in holdings values or quantities. It serves as a snapshot of holdings as of the reporting date.
Guidance, Outlook, and Risks
This form is a regulatory disclosure of holdings and does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the Bank's future performance.
Investor Verification Checklist
- Verify the total reported value of $153.58 billion against the Bank's consolidated quarterly earnings report (10-Q) to understand the proportion of assets managed versus total bank assets.
- Confirm the list of 10 included managers to ensure all relevant BMO investment entities are accounted for in this aggregate report.
- Review the detailed Schedule 13F (not included in this summary text) for specific buy/sell activity on individual securities.