SEC Filing Summary: Form 13F Information Table
Business Context and Reporting Period
Company: BROOKFIELD Corp
Filing Type: Form 13F Information Table
Reporting Period: March 31, 2020
This filing discloses the equity securities held by BROOKFIELD Corp as of the end of the first quarter of 2020. It details the issuer, class of security, CUSIP, value, share/principal amount, and voting authority for each position.
Key Financial Metrics and Portfolio Composition
The filing provides a snapshot of the portfolio's composition rather than the company's operational financials (revenue, profit, cash flow). Key portfolio metrics include:
- Total Disclosed Positions: 24 distinct security positions listed.
- Largest Position by Value: GrafTech International Ltd (Value: $1,617,638,000; Shares: 199,216,541).
- Significant Energy/Utility Holdings:
- Transalta Corporation ($159,067,000)
- Vistra Energy Corp ($211,155,000 + $105,737,000 in separate entries)
- CenterPoint Energy, Inc. ($15,915,000)
- Plains all American Pipeline, LP ($3,036,000)
- Brookfield Ecosystem Holdings: Significant positions in affiliated entities including Brookfield Property Partners LP ($702,024,000), Brookfield Renewable Partners LP ($2,382,369,000), and Brookfield Business Partners LP ($630,263,000).
- Voting Authority: Mix of "Sole," "Shared," and "None" discretion across holdings.
Material Changes and Comparisons
Comparison Data: The filing text does not provide a clear value for the prior comparable period (December 31, 2019). Therefore, material changes in position size or value cannot be calculated from this document alone.
Guidance, Outlook, and Risks
Management Commentary: Not applicable. Form 13F is a regulatory disclosure of holdings and does not contain management guidance, outlook, or commentary.
Risks and Contingencies: The filing includes a standard disclaimer stating that the SEC has not reviewed the information for accuracy or completeness. No specific operational risks or contingencies are detailed in this table.
Investor Verification Checklist
- Verify the total aggregate value of the portfolio by summing the "Value" column (noted in thousands) to assess total exposure.
- Confirm the voting authority status ("Sole," "Shared," or "None") for the largest positions, particularly GrafTech International Ltd and Brookfield ecosystem partners.
- Compare these holdings against the previous quarter's Form 13F to identify significant buy/sell activity.
- Review the specific CUSIPs for "OI S A SPONSORED ADR" which appears twice with different values and voting authorities to ensure accurate aggregation.
- Check for any "Put/Call" options or other derivatives, as the table indicates "PRN" (Principal Amount) but no specific option details are expanded in the text provided.