SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by BROOKFIELD ASSET MANAGEMENT INC. for the reporting period ended September 30, 2018. The report was signed on November 14, 2018, by A.J. Silber, Vice President, Legal Affairs. This filing represents a consolidated report including holdings for the primary manager and five other included managers under the Brookfield umbrella.
Key Financial Metrics
As a Form 13F filing, this document discloses equity holdings rather than the operating financial performance (revenue, profit, cash flow) of the reporting manager itself. The key metrics provided are:
- Total Value of Reported Holdings: $24,373,811,000 (24,373,811 thousands).
- Total Number of Holdings Entries: 213.
- Number of Other Included Managers: 5.
- Confidential Information: The filing explicitly states that confidential information has been omitted from the public report and filed separately with the SEC.
Note: The filing text does not provide values for revenue, profit, margins, debt, or liquidity for Brookfield Asset Management Inc. as an operating entity.
Material Changes and Included Managers
This report aggregates holdings for the following institutional investment managers:
- Brookfield Investment Management Inc. (File No. 028-13826)
- Brookfield Asset Management Private Institutional Capital Adviser US, LLC (File No. 028-16270)
- Brookfield Asset Management Private Institutional Capital Adviser (Credit) LLC (File No. 028-16296)
- Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P. (File No. 028-14362)
- Brookfield Asset Management Private Institutional Capital Adviser (Private Equity), L.P. (File No. 028-17298)
The filing text does not provide a comparative table of holdings versus the prior quarter to quantify material changes in specific positions.
Guidance, Outlook, and Risks
Form 13F filings are statutory disclosures of long-only equity holdings and do not contain management guidance, forward-looking outlooks, or specific risk factor commentary regarding the manager's future strategy. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total reported value of $24.37 billion against the firm's total Assets Under Management (AUM) to understand the scope of reported vs. unreported (e.g., private equity, real estate) assets.
- Review the separate confidential filing referenced in the text to understand the full extent of holdings not disclosed in this public summary.
- Confirm the specific equity positions within the 213 entries to assess sector concentration and top holdings.
- Note that this filing reflects holdings as of September 30, 2018, and does not reflect subsequent trading activity.